Jun 1, 2015
FAIR Canada’s comments on the OSC’s Notice 11-771 – Statement of Priorities for 2016
May 4, 2015
FAIR Canada’s Comments on the OSC’s Proposed Whistleblower Program
Feb 25, 2015
FAIR Canada’s Comments on the Proposed Amendments to the Rights Offering Exemption
Jan 19, 2015
IIAC Request to Delay CRM2
Jan 12, 2015
IIROC re Requirement to Disclose Membership in IIROC as a Dealer Member
Dec 8, 2014
FAIR Canada Comments on Cooperative Capital Markets Regulatory System Legislation
Nov 17, 2014
IIROC re CRM Phase 2 Republication
Nov 17, 2014
IIROC Proficiency Assurance Consultation
Oct 31, 2014
CSA Retention of Risk for Asset Backed Securities
Sep 10, 2014
MFDA re CRM2 Proposed Amendments