Apr 17, 2018
FAIR Canada Comments on Regulation of Financial Planners
Apr 4, 2018
British Columbia Securities Commission Notice 2018/01 – Consulting on the Securities Law Framework for Fintech Regulation
Mar 5, 2018
Republication of Proposed IIROC Dealer Member Plain Language Rule Book – IIROC Notice 18-0014
Feb 28, 2018
Continuing Education Rules – Proposed Amendments
Feb 26, 2018
FAIR Canada, PIAC, CARP and Kenmar Associates Urge Response from JRC to Independent Reviewer’s Recommendations
Feb 21, 2018
Re: OBSI Independent Evaluator’s Report, 2016
Feb 6, 2018
Financial and Consumer Services Commission Consultation Paper November 2017: Improving Detection, Prevention and Response to Senior Financial Abuse in New Brunswick
Jan 29, 2018
Canadian Securities Administrators (“CSA”) Request for Comment on Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence
Dec 8, 2017
Reviews of Retail Sales Practices at Canada’s Banks
Dec 7, 2017
Aequitas NEO Exchange Listing Manual Amendments for Emerging Market Issuers (“EMIs”)