Mar 26, 2020
COVID 19 Financial Relief for Retail Investors:
Mar 9, 2020
Submission to the OSC and Request for Comment – Access Equals Delivery
Dec 19, 2019
FAIR Canada welcomes the CSA ban on embedded commissions for mutual funds
Nov 7, 2019
FAIR Canada Follow Up Letter re: IIROC Proposals for Minor Contraventions Program and Early Resolutions Offers Policy
Oct 18, 2019
IIROC Dealers Using Client Agreements that violate IIROC Rules and Securities Act requirements ~ IIROC Notice 19-0177
Sep 30, 2019
A National Securities Portal Database is a Practical Alternative to a National Regulator
Sep 30, 2019
OSC Regulatory Burden Reduction Comments
Sep 9, 2019
Financial Consumer Affairs Authority of Saskatchewan Financial Planners Consultation
Aug 7, 2019
Letter to CSA RE: IIROC Notice 19-0076 Proposed Amendments to Rules of Investment Industry Regulatory Organization of Canada (IIROC) ~ Minor Contravention Program and Early Resolution Offers
Aug 6, 2019
Mutual Fund Dealers Association of Canada Proposed Amendments to MFDA Rule 2.3.1(b) (Discretionary Trading)