Dec 13, 2018

CSA’s Proposed Amendments to NI 81-105 Mutual Fund Sales Practices

Oct 19, 2018

CSA Notice and Request for Comment – Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)

Aug 30, 2018

CSA Notice and Request for Comment on Reforms to Enhance the Client-Registrant Relationship

Aug 7, 2018

FAIR Canada Comments on Draft Prospectus and Related Registration Exemptions for the Cooperative Capital Markets Regulatory System

Jul 25, 2018

Request for Comment on Proposed MFDA Sanction Guidelines

Jul 13, 2018

MFDA Discussion Paper on Expanding Cost Reporting

Jun 27, 2018

MFDA – Proposed Continuing Education Requirements

Jun 13, 2018

CSA Staff Notice 61-303 and Request for Comment – Soliciting Dealer Arrangements

Jun 13, 2018

CSA Notice and Request for Comment on Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions

Jun 4, 2018

OBSI Terms of Reference Renewal Project: Public Consultation