Dec 13, 2018
CSA’s Proposed Amendments to NI 81-105 Mutual Fund Sales Practices
Oct 19, 2018
CSA Notice and Request for Comment – Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)
Aug 30, 2018
CSA Notice and Request for Comment on Reforms to Enhance the Client-Registrant Relationship
Aug 7, 2018
FAIR Canada Comments on Draft Prospectus and Related Registration Exemptions for the Cooperative Capital Markets Regulatory System
Jul 25, 2018
Request for Comment on Proposed MFDA Sanction Guidelines
Jul 13, 2018
MFDA Discussion Paper on Expanding Cost Reporting
Jun 27, 2018
MFDA – Proposed Continuing Education Requirements
Jun 13, 2018
CSA Staff Notice 61-303 and Request for Comment – Soliciting Dealer Arrangements
Jun 13, 2018
CSA Notice and Request for Comment on Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions
Jun 4, 2018
OBSI Terms of Reference Renewal Project: Public Consultation