Jun 27, 2018
MFDA – Proposed Continuing Education Requirements
Jun 13, 2018
CSA Staff Notice 61-303 and Request for Comment – Soliciting Dealer Arrangements
Jun 13, 2018
CSA Notice and Request for Comment on Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions
Jun 4, 2018
OBSI Terms of Reference Renewal Project: Public Consultation
May 29, 2018
Ontario Securities Commission Notice 11-780 – Statement of Priorities
May 24, 2018
Request for Comment – Enforcement – Alternative Forms of Disciplinary Action Proposed at IIROC
May 8, 2018
Proposed MFDA Staff Notice on MFDA Member Intermediary Arrangements
Apr 17, 2018
FAIR Canada Comments on Regulation of Financial Planners
Apr 4, 2018
British Columbia Securities Commission Notice 2018/01 – Consulting on the Securities Law Framework for Fintech Regulation
Mar 5, 2018
Republication of Proposed IIROC Dealer Member Plain Language Rule Book – IIROC Notice 18-0014