Sep 30, 2019

OSC Regulatory Burden Reduction Comments

Sep 9, 2019

Financial Consumer Affairs Authority of Saskatchewan Financial Planners Consultation

Aug 7, 2019

Letter to CSA RE:    IIROC Notice 19-0076 Proposed Amendments to Rules of Investment Industry Regulatory Organization of Canada (IIROC) ~ Minor Contravention Program and Early Resolution Offers

Aug 6, 2019

Mutual Fund Dealers Association of Canada Proposed Amendments to MFDA Rule 2.3.1(b) (Discretionary Trading)

Jul 4, 2019

IIROC Notice 19-0076 Minor Contravention Program and Early Resolution Offers

Jun 27, 2019

Statement on SNC Part II: Clarification of FAIR Canada Position

Jun 6, 2019

Letter from Mr. Louis Morisett of May 29, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP

Jun 6, 2019

FAIR Canada Letter of May 10, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP

Jun 6, 2019

Letter from Mr. Louis Morisett of May 8, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP

Jun 6, 2019

Exemptive relief granted by Canadian securities regulators in connection with automatic stock disposition plans (“ASDP”)