Aug 6, 2019
Mutual Fund Dealers Association of Canada Proposed Amendments to MFDA Rule 2.3.1(b) (Discretionary Trading)
Jul 4, 2019
IIROC Notice 19-0076 Minor Contravention Program and Early Resolution Offers
Jun 27, 2019
Statement on SNC Part II: Clarification of FAIR Canada Position
Jun 6, 2019
Letter from Mr. Louis Morisett of May 29, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP
Jun 6, 2019
FAIR Canada Letter of May 10, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP
Jun 6, 2019
Letter from Mr. Louis Morisett of May 8, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP
Jun 6, 2019
Exemptive relief granted by Canadian securities regulators in connection with automatic stock disposition plans (“ASDP”)
May 31, 2019
Response to request for comment on the FCAC draft code of conduct for delivery of banking products and services to seniors
May 13, 2019
Joint CSA/IIROC Consultation Paper on Internalization in the Canadian Equity Market
May 13, 2019
Joint CSA/IIROC Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms