Jan 18, 2021
IIROC Client Focused Reforms Rule amendments – FAIR Canada Comments
Jan 11, 2021
Proposed Prospectus Exemption for Self-Certified Investors
Dec 21, 2020
OSC Notice 11-791 – Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2022
Nov 12, 2020
Re: FSRA Proposed Rule – Financial Professionals Title Protection Request for Comments
Oct 26, 2020
Submission to the CSA Consultation on the Self-Regulatory Organization Framework
Sep 9, 2020
FAIR Canada Response to the CMM Taskforce Consultation Proposals
Jul 22, 2020
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 to Enhance Protection of Older and Vulnerable Clients (the “CSA Proposal”)
Jul 8, 2020
FAIR Canada Response to OSC RE: Proposed Rule 81-502 Restrictions on the Use of the Deferred Sales Charges Option for Mutual Funds
Jul 8, 2020
PowerPoint Presentation to Ontario Capital Markets Modernization Taskforce
Jul 8, 2020
Letter to the Ontario Capital Markets Modernization Taskforce