Apr 23, 2021
Proposed Amendments to National Instrument 33-109 and Related Instruments – Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines
Jan 18, 2021
MFDA Client Focused Reforms Rule amendments – FAIR Canada Comments
Jan 18, 2021
IIROC Client Focused Reforms Rule amendments – FAIR Canada Comments
Jan 11, 2021
Proposed Prospectus Exemption for Self-Certified Investors
Dec 21, 2020
OSC Notice 11-791 – Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2022
Nov 12, 2020
Re: FSRA Proposed Rule – Financial Professionals Title Protection Request for Comments
Oct 26, 2020
Submission to the CSA Consultation on the Self-Regulatory Organization Framework
Sep 9, 2020
FAIR Canada Response to the CMM Taskforce Consultation Proposals
Jul 22, 2020
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 to Enhance Protection of Older and Vulnerable Clients (the “CSA Proposal”)
Jul 8, 2020
FAIR Canada Response to OSC RE: Proposed Rule 81-502 Restrictions on the Use of the Deferred Sales Charges Option for Mutual Funds