Nov 5, 2021
CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption
Oct 29, 2021
Consultation on Proposed Financial Services Regulatory Authority of Ontario’s 2022-2023 Statement of Priorities
Oct 25, 2021
Financial and Consumer Services Commission of New Brunswick (FCNB) – Title Protection 2021
Oct 14, 2021
Consultation on Strengthening Canada’s External Complaint Handling System in Banking
Oct 1, 2021
CSA Position Paper 25-404 – New Self-Regulatory Organization Framework
Oct 1, 2021
Proposed Regulations – Saskatchewan: The Financial Planners and Financial Advisors Regulations
Sep 30, 2021
The Canadian Public Accountability Board (CPAB) – Consultation on Regulatory Disclosures
Jul 26, 2021
Proposed British Columbia Instrument 51-519 – Promotional Activity Disclosure Requirements
Jun 29, 2021
FAIR Canada Comment: Investment Industry Regulatory Organization of Canada Expert Investor Issues Panel
Jun 21, 2021
FAIR Canada Comment: Financial Services Regulatory Authority Title Protections