Oct 15, 2015
CSA Notice and Request for Comment on Proposed Amendments relating to Reports of Exempt Distribution
Sep 30, 2015
Consultation on the Report on the Application of the Act respecting the distribution of financial products and services (the “Act”)
Sep 23, 2015
Consultation regarding Financial Advisory and Financial Planning Policy Alternatives
Sep 21, 2015
Development of MFDA Continuing Education Requirements
Sep 17, 2015
Proposed Amendments to MFDA Rule 5.3.2 (Content of Account Statement)
Sep 16, 2015
CSA Notice and Request for Comment – Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and Its Delivery
Sep 16, 2015
Request for Comment on Proposed Amendments to MFDA Rule 1.2 (Individual Qualifications) regarding Outside Business Activities including Financial Planning
Aug 31, 2015
IIROC Notice 15-0145 – Request for Comments on Strategic Priorities
Aug 21, 2015
FAIR Canada Comments on Review of Mandate of FSCO
Jul 6, 2015
Request for Comment on Proposed Amendments to the Offering Memorandum Exemption