Submissions

IOSCO’s Consultation Report – Public Comment on Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets  

Review of the Federal Financial Sector Framework – Second Consultation Paper

CSA Multilateral Notice and Request for Comment – Proposed Amendments to National Instrument 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution

Canadian Securities Administrators (“CSA”) Notice and Request for Comment on Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy

CSA Consultation Paper 51-404 – Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers  

Canadian Securities Administrators (“CSA”) Consultation on the Option of Discontinuing Embedded Commissions – Consultation Paper 81-408

Consumer Protection and Oversight in Relation to Schedule I Banks

Ontario Securities Commission Notice 11-777 – Statement of Priorities

What About the Investors? White Paper on the Proposed Cooperative Capital Markets Regulator

Reports of Improper Sales Practices at Canada’s Banks