Sep 8, 2017
CSA Multilateral Notice and Request for Comment – Proposed Amendments to National Instrument 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution
Aug 3, 2017
Canadian Securities Administrators (“CSA”) Notice and Request for Comment on Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy
Aug 3, 2017
CSA Consultation Paper 51-404 – Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers
Jun 9, 2017
Canadian Securities Administrators (“CSA”) Consultation on the Option of Discontinuing Embedded Commissions – Consultation Paper 81-408
Jun 9, 2017
Consumer Protection and Oversight in Relation to Schedule I Banks
May 24, 2017
Ontario Securities Commission Notice 11-777 – Statement of Priorities
May 18, 2017
What About the Investors? White Paper on the Proposed Cooperative Capital Markets Regulator
Mar 31, 2017
Reports of Improper Sales Practices at Canada’s Banks
Mar 30, 2017
Financial Services Regulatory Authority of Ontario Act, 2016
Jan 27, 2017
FAIR Canada Comments on MFDA Misleading Business Titles Prohibited Rule