Jan 29, 2019
Request for comment – Re: the Department of Finance’s proposed changes to the legislation governing the management of unclaimed balances
Jan 4, 2019
CSE Notice 2018-010 and Request for Comment – Public Interest Rule Amendment to Policy 6 Distributions
Dec 13, 2018
CSA’s Proposed Amendments to NI 81-105 Mutual Fund Sales Practices
Oct 19, 2018
CSA Notice and Request for Comment – Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)
Aug 30, 2018
CSA Notice and Request for Comment on Reforms to Enhance the Client-Registrant Relationship
Aug 7, 2018
FAIR Canada Comments on Draft Prospectus and Related Registration Exemptions for the Cooperative Capital Markets Regulatory System
Jul 25, 2018
Request for Comment on Proposed MFDA Sanction Guidelines
Jul 13, 2018
MFDA Discussion Paper on Expanding Cost Reporting
Jun 27, 2018
MFDA – Proposed Continuing Education Requirements
Jun 13, 2018
CSA Staff Notice 61-303 and Request for Comment – Soliciting Dealer Arrangements