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Investment Products / Page 5

Submission Category: Investment Products

CSA Modernization of Scholarship Plan Regulation Phase 1 – A New Prospectus Form for Scholarship Plans

Download PDF July 7, 2010   John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West Suite 1903, Box 55

Requirements and Best Practices for Distribution of Non Arm’s-Length Investment Products

Download PDF May 3, 2010   Louis Piergeti Vice-President, Financial and Business Conduct Compliance Investment Industry Regulatory Organization of Canada

Money Market Funds – Zero Returns

Download PDF March 11, 2010 Canadian Money Market Funds – Zero Returns EXECUTIVE SUMMARY Most Money Market Funds (MMFs) not

Contracts for Difference: Gambling for Retail Investors

Download PDF November 2, 2009 Contracts for Difference:  Gambling for Retail Investors FAIR Canada applauds the OSC on the concerns

CSA Proposed Amendments to the Sale of Mutual Funds to Retail Investors

Download PDF October 17, 2009 John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West Suite 1900, Box 55 Toronto,

IIROC Proposed Over-the-Counter Securities Fair Pricing Rule and Confirmation Disclosure Requirements

Download PDF July 16, 2009 Jamie Bulnes Director, Member Regulation Policy Investment Industry Regulatory Organization of Canada (IIROC) Suite 1600,

The Strange Case of Leveraged and Inverse ETFs, Part 2: A Few Steps Forward; Much Remains to be Done

Download PDF The Strange Case of Leveraged and Inverse ETFs, Part 2:  A Few Steps Forward; Much Remains to be

Investor Alert on the Dangers of Leveraged and Inverse ETFs: Heads You Lose, Tails You Lose: The Strange Case of Leveraged ETFs

Download PDF May 14, 2009 Heads You Lose, Tails You Lose: The Strange Case of Leveraged ETFs FAIR Canada Calls

The CSA on Point of Sale of Mutual Funds

Download PDF January 23, 2009 Mr. John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West Suite 1903, Box 55

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