Download PDF September 6, 2012 British Columbia Securities Commission Alberta Securities Commission Saskatchewan Financial Services Commission Manitoba Securities Commission
CSA Second Request for Comment on the Modernization of Scholarship Plan Regulation Phase 1: A New Prospectus Form for Scholarship Plans
Download PDF January 24, 2012 John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West, Suite 1903, Box 55
CSA – Stage 2 of Point of Sale Initiative
Download PDF November 10, 2011 John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West, Suite 1903, Box 55
Proposed Rules and Rule Amendments Relating to Securitized Products
Download PDF August 31, 2011 John Stevenson Secretary Ontario Securities Commission 20 Queen Street West 19th Floor, Box 55
Phase 2 Investment Fund Proposals
Download PDF July 25, 2011 John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West, Suite 1903, Box 55
Investment Risk Classification Methodology Disclosure Requirements of National Instrument 81-101 Mutual Fund Prospectus Disclosure
Download PDF June 27, 2011 Maureen Jensen Executive Director and CAO Ontario Securities Commission 20 Queen Street West, Suite
CSA Amendments to Fund Regulation and Disclosure
Download PDF September 24, 2010 John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West, Suite 1903, Box 55
CSA Modernization of Scholarship Plan Regulation Phase 1 – A New Prospectus Form for Scholarship Plans
Download PDF July 7, 2010 John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West Suite 1903, Box 55
Requirements and Best Practices for Distribution of Non Arm’s-Length Investment Products
Download PDF May 3, 2010 Louis Piergeti Vice-President, Financial and Business Conduct Compliance Investment Industry Regulatory Organization of Canada
Money Market Funds – Zero Returns
Download PDF March 11, 2010 Canadian Money Market Funds – Zero Returns EXECUTIVE SUMMARY Most Money Market Funds (MMFs) not