PDF PDF – Appendix A The Honourable Charles Sousa Minister of Finance 7 Queen’s Park Crescent, 7th Floor Toronto,
Republication of Proposed IIROC Dealer Member Plain Language Rule Book – IIROC Notice 18-0014
FAIR Canada has provided its comments to IIROC Notice 18-0014 regarding its Plain Language Rules (PLRs). FAIR Canada recommends that any proposed changes
Continuing Education Rules – Proposed Amendments
FAIR Canada has commented on IIROC’s latest consultation on its continuing education (“CE”) requirements. FAIR Canada believes that initial proficiency requirements should
Financial and Consumer Services Commission Consultation Paper November 2017: Improving Detection, Prevention and Response to Senior Financial Abuse in New Brunswick
FAIR Canada and the Canadian Centre for Elder Law provides comments to New Brunswick’s Financial and Consumer Services Commission on
Report on Vulnerable Investors: Elder Abuse, Financial Exploitation, Undue Influence and Diminished Mental Capacity
Full Report PDF Quick Facts PDF Executive Summary Canadian investment firms and their financial services representatives[1] (hereinafter referred to as
Canadian Securities Administrators (“CSA”) Consultation on the Option of Discontinuing Embedded Commissions – Consultation Paper 81-408
FAIR Canada has commented on CSA Consultation Paper – 81-408 regarding the elimination of embedded commissions. At issue is whether
Consumer Protection and Oversight in Relation to Schedule I Banks
Download PDF June 9, 2017 Standing Committee on Finance Sixth Floor, 131 Queen Street House of
FAIR Canada Comments on MFDA Misleading Business Titles Prohibited Rule
FAIR Canada provided comments on the proposed amendments to MFDA Rule 1.2.5 (Misleading Business Titles Prohibited). The MFDA’s minimum proficiency
FAIR Canada Comments on CSA Notice – Proposed Amendments to National Instrument 31-103
FAIR Canada provided comments on the proposed changes to s. 14.17 of National Instrument 31-103 and the requirement to disclose non-cash
FAIR Canada Comments on Proposed Best Interest Standard and Proposed Targeted Reforms
FAIR Canada strongly believes that Canada urgently needs to implement reforms so that dealers and their individual registrants (“financial advisors”)