Download PDF February 2, 2012 Angie F. Foggia Policy Counsel, Member Regulation Policy Investment Industry Regulatory Organization of Canada
Guidance Note – Outside Business Activities
Download PDF July 11, 2011 Sherry Tabesh-Ndreka, Senior Policy Counsel Investment Industry Regulatory Organization of Canada 121 King Street
Proposed Changes to the CFP Code of Ethics
Download PDF May 13, 2011 Financial Planning Standards Council Code of Ethics Revalidation 902-375 University Avenue Toronto, Ontario M5G
Proposed Incorporation of Individual Representatives of Registered Dealers and Advisers
Download PDF February 25, 2011 Marsha Manolescu Senior Policy Advisor Alberta Finance and Enterprise 522, 9515 – 107
IIROC Proposed Personal Financial Dealing and Outside Business Activities Proposals
Download PDF August 27, 2010 Sherry Tabesh-Ndreka Policy Counsel Investment Industry Regulatory Organization of Canada Suite 1600, 121 King