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Advisors, Dealers & Financial Planners / Page 3

Submission Category: Advisors, Dealers & Financial Planners

Proposed Prospectus Exemption for Self-Certified Investors

Re: CSA Multilateral Notice and Request for Comment 45-327 – Proposed Prospectus Exemption for Self-Certified Investors FAIR Canada is pleased

Re: FSRA Proposed Rule – Financial Professionals Title Protection Request for Comments

PDF To Whom It May Concern, Re: FSRA Proposed Rule – Financial Professionals Title Protection Request for Comments   FAIR

CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 to Enhance Protection of Older and Vulnerable Clients (the “CSA Proposal”)

PDF   Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 to Enhance Protection of

FAIR Canada Response to OSC RE: Proposed Rule 81-502 Restrictions on the Use of the Deferred Sales Charges Option for Mutual Funds

PDF July 04, 2020 The Secretary Ontario Securities Commission 20 Queen Street West 22nd Floor Toronto, Ontario M5H 3S8 comments@osc.gov.on.ca

Financial Consumer Affairs Authority of Saskatchewan Financial Planners Consultation

PDF   September 9, 2019   Financial and Consumer Affairs Authority of Saskatchewan 601, 1919 Saskatchewan Drive Regina, SK S4P

Response to request for comment on the FCAC draft code of conduct for delivery of banking products and services to seniors

FAIR Canada is pleased to provide comments on the Financial Consumer Agency of Canada. PDF May 29, 2019 Financial Consumer

CSA’s Proposed Amendments to NI 81-105 Mutual Fund Sales Practices

FAIR Canada is pleased to offer comments on the Proposed Amendments to 81-105 Mutual Fund Sales Practices and related consequential

MFDA – Proposed Continuing Education Requirements

FAIR Canada has offered comments in response to the MFDA’s consultation on proposed MFDA Rules regarding Continuous Education (“CE”). FAIR Canada believes

CSA Staff Notice 61-303 and Request for Comment – Soliciting Dealer Arrangements

FAIR Canada has submitted comments regarding Canadian Securities Administrators (CSA) Staff Notice 61-303 and Request for Comment – Soliciting Dealer

Proposed MFDA Staff Notice on MFDA Member Intermediary Arrangements

FAIR Canada provided brief comments to the MFDA on the proposed Staff Notice on MFDA Intermediary Arrangements intending to clarify

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