FAIR Canada is pleased to provide comments on the Financial Consumer Agency of Canada. PDF May 29, 2019 Financial Consumer
CSA’s Proposed Amendments to NI 81-105 Mutual Fund Sales Practices
FAIR Canada is pleased to offer comments on the Proposed Amendments to 81-105 Mutual Fund Sales Practices and related consequential
MFDA – Proposed Continuing Education Requirements
FAIR Canada has offered comments in response to the MFDA’s consultation on proposed MFDA Rules regarding Continuous Education (“CE”). FAIR Canada believes
CSA Staff Notice 61-303 and Request for Comment – Soliciting Dealer Arrangements
FAIR Canada has submitted comments regarding Canadian Securities Administrators (CSA) Staff Notice 61-303 and Request for Comment – Soliciting Dealer
Proposed MFDA Staff Notice on MFDA Member Intermediary Arrangements
FAIR Canada provided brief comments to the MFDA on the proposed Staff Notice on MFDA Intermediary Arrangements intending to clarify
FAIR Canada Comments on Regulation of Financial Planners
PDF PDF – Appendix A The Honourable Charles Sousa Minister of Finance 7 Queen’s Park Crescent, 7th Floor Toronto,
Republication of Proposed IIROC Dealer Member Plain Language Rule Book – IIROC Notice 18-0014
FAIR Canada has provided its comments to IIROC Notice 18-0014 regarding its Plain Language Rules (PLRs). FAIR Canada recommends that any proposed changes
Continuing Education Rules – Proposed Amendments
FAIR Canada has commented on IIROC’s latest consultation on its continuing education (“CE”) requirements. FAIR Canada believes that initial proficiency requirements should
Financial and Consumer Services Commission Consultation Paper November 2017: Improving Detection, Prevention and Response to Senior Financial Abuse in New Brunswick
FAIR Canada and the Canadian Centre for Elder Law provides comments to New Brunswick’s Financial and Consumer Services Commission on
Report on Vulnerable Investors: Elder Abuse, Financial Exploitation, Undue Influence and Diminished Mental Capacity
Full Report PDF Quick Facts PDF Executive Summary Canadian investment firms and their financial services representatives[1] (hereinafter referred to as