PDF April 22, 2020 Mr. Grant Vingoe Acting Chair, Ontario Securities Commission Suite 2000, 20 Queen Street West Toronto
Mutual Fund Dealers Association of Canada Proposed Amendments to MFDA Rule 2.3.1(b) (Discretionary Trading)
PDF August 2, 2019 Paige Ward General Counsel, Corporate Secretary and Vice-President, Policy Mutual Fund Dealers Association of Canada 121
CSA Second Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages
FAIR Canada is pleased to provide comments on the Consultation Document and Proposed Amendments. These comments follow our submissions dated
CSA’s Proposed Amendments to NI 81-105 Mutual Fund Sales Practices
FAIR Canada is pleased to offer comments on the Proposed Amendments to 81-105 Mutual Fund Sales Practices and related consequential
CSA Notice and Request for Comment on Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions
FAIR Canada welcomes the Proposed Amendments as a step in the right direction. The removal of prospectus and registration exemptions
IOSCO’s Consultation Report – Public Comment on Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets
FAIR Canada has provided comments supporting IOSCO’s recommendations regarding regulatory reporting and public transparency in the secondary corporate bond markets. FAIR Canada
Canadian Securities Administrators (“CSA”) Notice and Request for Comment on Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy
Download PDF July 26, 2017 Alberta Securities Commission Financial and Consumer Affairs Authority of Saskatchewan Manitoba Securities Commission
Canadian Securities Administrators (“CSA”) Consultation on the Option of Discontinuing Embedded Commissions – Consultation Paper 81-408
FAIR Canada has commented on CSA Consultation Paper – 81-408 regarding the elimination of embedded commissions. At issue is whether
FAIR Canada Comments on CSA Alternative Funds Proposal
FAIR Canada is opposed to regulatory changes which grant retail investors easy access to alternative funds which are traditionally complex,
FAIR Canada opposes eliminating prospectus or reports for CFDs, Foreign Exchange Contracts and Binary Options
In response to a request for comment from the Alberta Securities Commission (ASC), FAIR Canada has stated that over-the-counter trading in