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Advisors, Dealers & Financial Planners / Page 5

Submission Category: Advisors, Dealers & Financial Planners

FAIR Canada Comments on the Preliminary Policy Recommendations of the Expert Committee

FAIR Canada Generally Supportive of Expert Committee’s Preliminary Report on Regulating Financial Planning FAIR Canada generally supports the eight high-level

FAIR Canada Comments on MFDA Consultation Regarding Cost Reporting for Investment Funds

MFDA Considers Expanding CRM2 to Total Costs of Managing Investments FAIR Canada has consistently supported uniform cost disclosure and performance

FAIR Canada comments on IIROC’s re-published proposals for membership disclosure

FAIR Canada recently commented on IIROC’s re-publication of its proposals for Dealer Members’ disclosure of the fact that they are regulated by IIROC.

MFDA Consultation on the use of the Title “Financial Planner”

FAIR Canada believes that establishing minimum proficiency requirements for MFDA Approved Persons to use the title “financial planner” is a

Consultation regarding Financial Advisory and Financial Planning Policy Alternatives

As more Ontarians (and Canadians) are compelled to be self-reliant in saving for retirement and are forced into the markets

Development of MFDA Continuing Education Requirements

FAIR Canada provided comments to the MFDA regarding the MFDA’s discussion paper on the development of continuing education requirements.  While

Proposed Amendments to MFDA Rule 5.3.2 (Content of Account Statement)

FAIR Canada offered comments to the MFDA regarding the proposed changes to MFDA Rule 5.3.2 (Content of Account Statement) to

Request for Comment on Proposed Amendments to MFDA Rule 1.2 (Individual Qualifications) regarding Outside Business Activities including Financial Planning

FAIR Canada provided comments on the MFDA’s proposed amendments to MFDA Rule 1.2 (Individual Qualifications) regarding proficiency and outside business

IIROC re Requirement to Disclose Membership in IIROC as a Dealer Member

FAIR Canada supports efforts to promote and raise awareness of IIROC, its regulatory function, and the fact of dealer members’

IIROC Proficiency Assurance Consultation

Download PDF November 17, 2014 RE:     Proficiency Assurance: The Next Phase – Consultation Relating to Expiry of CSI Contract FAIR

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