Financial and Consumer Services Commission of New Brunswick (FCNB) – Title Protection 2021
Proposed Regulations – Saskatchewan: The Financial Planners and Financial Advisors Regulations
The Canadian Public Accountability Board (CPAB) – Consultation on Regulatory Disclosures
FAIR Canada Comment: Financial Services Regulatory Authority Title Protections
FAIR Canada Comment: Financial Services Regulatory Authority Title Protections June 21, 2021 Financial Services Regulatory Authority (FSRA) Re: Financial professionals
Proposed Prospectus Exemption for Self-Certified Investors
Re: CSA Multilateral Notice and Request for Comment 45-327 – Proposed Prospectus Exemption for Self-Certified Investors FAIR Canada is pleased
Re: FSRA Proposed Rule – Financial Professionals Title Protection Request for Comments
PDF To Whom It May Concern, Re: FSRA Proposed Rule – Financial Professionals Title Protection Request for Comments FAIR
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 to Enhance Protection of Older and Vulnerable Clients (the “CSA Proposal”)
PDF Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 to Enhance Protection of
FAIR Canada Response to OSC RE: Proposed Rule 81-502 Restrictions on the Use of the Deferred Sales Charges Option for Mutual Funds
PDF July 04, 2020 The Secretary Ontario Securities Commission 20 Queen Street West 22nd Floor Toronto, Ontario M5H 3S8 comments@osc.gov.on.ca
Financial Consumer Affairs Authority of Saskatchewan Financial Planners Consultation
PDF September 9, 2019 Financial and Consumer Affairs Authority of Saskatchewan 601, 1919 Saskatchewan Drive Regina, SK S4P