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Advisors, Dealers & Financial Planners / Advisor Proficiency, Titles &...

Submission Category: Advisor Proficiency, Titles & Designations

Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds

Title Protection – Proposed Rules TPA-001 General and TPA-002 Fees

Proposed Guidance on Life Insurance Agent & MGA Licensing Suitability

CIRO Rule Consolidation Project – Phase 1

Consultation Paper – Financial Planner Title Protection in Manitoba

Notice of Changes and Request for Further Comment Proposed Rule 2022-001 Assessments and Fees

Financial and Consumer Services Commission of New Brunswick (FCNB) – Title Protection 2021

Proposed Regulations – Saskatchewan: The Financial Planners and Financial Advisors Regulations

FAIR Canada Comment: Financial Services Regulatory Authority Title Protections

FAIR Canada Comment: Financial Services Regulatory Authority Title Protections June 21, 2021 Financial Services Regulatory Authority (FSRA) Re: Financial professionals

Proposed Prospectus Exemption for Self-Certified Investors

Re: CSA Multilateral Notice and Request for Comment 45-327 – Proposed Prospectus Exemption for Self-Certified Investors FAIR Canada is pleased

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