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Advisors, Dealers & Financial Planners / Advisor Proficiency, Titles & Designations / Page 2

Submission Category: Advisor Proficiency, Titles & Designations

Development of MFDA Continuing Education Requirements

FAIR Canada provided comments to the MFDA regarding the MFDA’s discussion paper on the development of continuing education requirements.  While

Request for Comment on Proposed Amendments to MFDA Rule 1.2 (Individual Qualifications) regarding Outside Business Activities including Financial Planning

FAIR Canada provided comments on the MFDA’s proposed amendments to MFDA Rule 1.2 (Individual Qualifications) regarding proficiency and outside business

IIROC Proficiency Assurance Consultation

Download PDF November 17, 2014 RE:     Proficiency Assurance: The Next Phase – Consultation Relating to Expiry of CSI Contract FAIR

Letter to CSA re Misleading Use of Business Titles and Financial Designations

Download PDF April 26, 2013   Canadian Securities Administrators c/o Mr. Bill Rice Chair, Canadian Securities Administrators Suite 600, 250-5th

IIROC Request for Comments re Use of Business Titles and Financial Designations

Download PDF March 9, 2013   Rossana Di Lieto Vice President, Registration, Complaints & Inquiries Investment Industry Regulatory Organization of

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