Jul 22, 2020 | Submission CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 to Enhance Protection of Older and Vulnerable Clients (the “CSA Proposal”) Read More
Jul 08, 2020 | Submission FAIR Canada Response to OSC RE: Proposed Rule 81-502 Restrictions on the Use of the Deferred Sales Charges Option for Mutual Funds Read More
Jul 08, 2020 | Submission PowerPoint Presentation to Ontario Capital Markets Modernization Taskforce Read More
May 11, 2020 | Submission RE: Class Proceedings Amendments, Bill 161, the Smarter Stronger Justice Act Read More
Apr 23, 2020 | Submission Letter to the OSC Re: Covid-19 Relief for Vulnerable Retail Investors Invested in Group Plan RESPs Read More
Mar 27, 2020 | Submission Submission To CSA On The Proposed Scope Of The Review Of Self-Regulatory Organizations Read More
Mar 09, 2020 | Submission Submission to the OSC and Request for Comment – Access Equals Delivery Read More