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Jul 22, 2020 | Submission CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 to Enhance Protection of Older and Vulnerable Clients (the “CSA Proposal”)

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Jul 08, 2020 | Submission FAIR Canada Response to OSC RE: Proposed Rule 81-502 Restrictions on the Use of the Deferred Sales Charges Option for Mutual Funds

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Jul 08, 2020 | Submission PowerPoint Presentation to Ontario Capital Markets Modernization Taskforce

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Jul 08, 2020 | Submission Letter to the Ontario Capital Markets Modernization Taskforce

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May 14, 2020 | Submission Letter From Knowledge First Financial Regarding Group RESPs

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May 11, 2020 | Submission RE: Class Proceedings Amendments, Bill 161, the Smarter Stronger Justice Act

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Apr 23, 2020 | Submission Letter to the OSC Re: Covid-19 Relief for Vulnerable Retail Investors Invested in Group Plan RESPs

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Mar 27, 2020 | Submission Submission To CSA On The Proposed Scope Of The Review Of Self-Regulatory Organizations

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Mar 26, 2020 | Submission COVID 19 Financial Relief for Retail Investors:

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Mar 09, 2020 | Submission Submission to the OSC and Request for Comment – Access Equals Delivery

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