Feb 23, 2023 | Submission Consultation on Proposed Amendments to the UDAP Rule – Deferred Sales Charges Read More
Feb 10, 2023 | Submission Pre-Budget Consultations 2023 – Strengthening Canada’s Complaint-Handling System for Bank Customers Read More
Feb 03, 2023 | Submission Regulation Respecting Complaint Processing and Dispute Resolution in the Financial Sector Read More
Dec 29, 2022 | Submission CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access-Based Model for Investment Fund Reporting Issuers Read More
Dec 28, 2022 | Submission IIROC Competency Profiles for Supervisors, Traders, Associate Portfolio Managers and Portfolio Managers Read More
Dec 22, 2022 | Submission OSC Notice 11-797 – Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2024 Read More
Sep 23, 2022 | Submission Corporate Governance Consultation: Improving Diversity and Facilitating Electronic Communications in Federally Regulated Financial Institutions Read More