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Dec 09, 2024 | Submission Distributing Funds Disgorged and Collected through CIRO Disciplinary Proceedings to Harmed Investors (Phase II)

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Nov 26, 2024 | Submission OBSI consultation on loss calculation for complaints involving unsuitably sold illiquid exempt market securities

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Oct 07, 2024 | Submission Distribution of Amounts Paid to the Ontario Securities Commission under Disgorgement Order

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Sep 09, 2024 | Submission Proposed Life and Health Managing General Agent Legislative Framework in Ontario

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Aug 12, 2024 | Submission Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds

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Jul 25, 2024 | Submission FSRA’s Consultation on Rule 2024-002 – Total Cost Reporting Rule

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Jun 04, 2024 | Submission Issues and Discussion Paper – Best Practices for the Responsible Use of AI in the Financial Sector

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Apr 10, 2024 | Submission Title Protection – Proposed Rules TPA-001 General and TPA-002 Fees

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Mar 25, 2024 | Submission CIRO Position Paper – Policy Options for Leveling the Advisor Compensation Playing Field

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Mar 08, 2024 | Submission FSRA’s Consultation on Strengthening the Protection of Vulnerable Consumers

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