Nov 20, 2023 | Submission Request for Comment on the Canadian Public Accountability Board’s Proposed Rule Changes Read More
Sep 29, 2023 | Submission Consultation Paper – Financial Planner Title Protection in Manitoba Read More
Sep 29, 2023 | Submission CSA Request for Comments – Proposed Changes to Corporate Governance Disclosure Read More
Sep 20, 2023 | Submission Proposed Proficiency Model – Approved Persons under the Investment Dealer and Partially Consolidated Rules Read More
Sep 18, 2023 | Submission Additional Purposes for the Ontario Securities Commission’s Use of Enforcement Money Read More
Jun 30, 2023 | Submission Deferred Sales Charges – Deposits to Pre-June 1, 2023 Segregated Fund Contracts Read More
Jun 02, 2023 | Submission Notice of Changes and Request for Further Comment Proposed Rule 2022-001 Assessments and Fees Read More
Apr 28, 2023 | Submission Proposal on Distributing Funds Disgorged and Collected Through New SRO Disciplinary Proceedings to Harmed Investors Read More