Dec 09, 2024 | Submission Distributing Funds Disgorged and Collected through CIRO Disciplinary Proceedings to Harmed Investors (Phase II) Read More
Nov 26, 2024 | Submission OBSI consultation on loss calculation for complaints involving unsuitably sold illiquid exempt market securities Read More
Oct 07, 2024 | Submission Distribution of Amounts Paid to the Ontario Securities Commission under Disgorgement Order Read More
Sep 09, 2024 | Submission Proposed Life and Health Managing General Agent Legislative Framework in Ontario Read More
Aug 12, 2024 | Submission Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds Read More
Jun 04, 2024 | Submission Issues and Discussion Paper – Best Practices for the Responsible Use of AI in the Financial Sector Read More
Apr 10, 2024 | Submission Title Protection – Proposed Rules TPA-001 General and TPA-002 Fees Read More
Mar 25, 2024 | Submission CIRO Position Paper – Policy Options for Leveling the Advisor Compensation Playing Field Read More
Mar 08, 2024 | Submission FSRA’s Consultation on Strengthening the Protection of Vulnerable Consumers Read More