Sep 07, 2010 | Submission CSA Proposed Amendments re Beneficial Owners and Continuous Disclosure Read More
Aug 27, 2010 | Submission IIROC Proposed Personal Financial Dealing and Outside Business Activities Proposals Read More
Jul 07, 2010 | Submission CSA Modernization of Scholarship Plan Regulation Phase 1 – A New Prospectus Form for Scholarship Plans Read More
May 03, 2010 | Submission Requirements and Best Practices for Distribution of Non Arm’s-Length Investment Products Read More
Apr 30, 2010 | Submission The Task Force on Financial Literacy’s “Leveraging Excellence” Consultation Document Read More
Dec 01, 2009 | Submission IIROC Draft Guidance Note: “Know Your Client and Suitability Guidelines” Read More