Sep 17, 2015 | Submission Proposed Amendments to MFDA Rule 5.3.2 (Content of Account Statement) Read More
Sep 16, 2015 | Submission CSA Notice and Request for Comment – Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and Its Delivery Read More
Sep 16, 2015 | Submission Request for Comment on Proposed Amendments to MFDA Rule 1.2 (Individual Qualifications) regarding Outside Business Activities including Financial Planning Read More
Aug 31, 2015 | Submission IIROC Notice 15-0145 – Request for Comments on Strategic Priorities Read More
Jul 06, 2015 | Submission Request for Comment on Proposed Amendments to the Offering Memorandum Exemption Read More
Jun 15, 2015 | Submission FAIR Canada’s Comments on the Proposed Investment Dealer Exemption Read More
Jun 01, 2015 | Submission FAIR Canada’s comments on the OSC’s Notice 11-771 – Statement of Priorities for 2016 Read More