Aug 07, 2018 | Submission FAIR Canada Comments on Draft Prospectus and Related Registration Exemptions for the Cooperative Capital Markets Regulatory System Read More
Jun 13, 2018 | Submission CSA Staff Notice 61-303 and Request for Comment – Soliciting Dealer Arrangements Read More
Jun 13, 2018 | Submission CSA Notice and Request for Comment on Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Read More
May 29, 2018 | Submission Ontario Securities Commission Notice 11-780 – Statement of Priorities Read More
May 24, 2018 | Submission Request for Comment – Enforcement – Alternative Forms of Disciplinary Action Proposed at IIROC Read More
May 08, 2018 | Submission Proposed MFDA Staff Notice on MFDA Member Intermediary Arrangements Read More