What About the Investors? White Paper on the Proposed Cooperative Capital Markets Regulator
Download PDF July 1, 2017 WHAT ABOUT THE INVESTORS? WHITE PAPER ON THE PROPOSED COOPERATIVE CAPITAL MARKETS REGULATOR
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Reports of Improper Sales Practices at Canada’s Banks
FAIR Canada has written an open letter to the Canadian Securities Administrators (“CSA”), the organization for provincial securities regulators, calling
Financial Services Regulatory Authority of Ontario Act, 2016
Download PDF March 30, 2017 The Honourable Charles Sousa Minister of Finance 7 Queens Park Crescent, 7th Floor
FAIR Canada Comments on MFDA Misleading Business Titles Prohibited Rule
FAIR Canada provided comments on the proposed amendments to MFDA Rule 1.2.5 (Misleading Business Titles Prohibited). The MFDA’s minimum proficiency
FAIR Canada Comments on CSA Alternative Funds Proposal
FAIR Canada is opposed to regulatory changes which grant retail investors easy access to alternative funds which are traditionally complex,
FAIR Canada comments on IIROC’s Proposed Guidance for Discount Brokerages/OEO Firms
FAIR Canada calls on IIROC to work with other securities regulators expeditiously to prohibit discount brokerages (also known as order
FAIR Canada Comments on Proposed Rule and Guidance on Best Execution
FAIR Canada believes that a dealer member’s duty to obtain best execution of client orders is a central tenet of
FAIR Canada Comments on the Review of the Federal Financial Sector Legislative and Regulatory Framework
FAIR Canada has reviewed and provided the Federal Ministry of Finance with comments on the consultation document “Supporting a Strong
FAIR Canada Comments on CSA Notice – Proposed Amendments to National Instrument 31-103
FAIR Canada provided comments on the proposed changes to s. 14.17 of National Instrument 31-103 and the requirement to disclose non-cash
FAIR Canada Comments on Proposed Best Interest Standard and Proposed Targeted Reforms
FAIR Canada strongly believes that Canada urgently needs to implement reforms so that dealers and their individual registrants (“financial advisors”)