Mar 25, 2024 | Submission CIRO Position Paper – Policy Options for Leveling the Advisor Compensation Playing Field Read More
Mar 08, 2024 | Submission FSRA’s Consultation on Strengthening the Protection of Vulnerable Consumers Read More
Feb 28, 2024 | Submission Consultation on Strengthening Competition in the Financial Sector Read More
Feb 28, 2024 | Submission CSA’s Proposed Regulatory Framework for Resolving Disputes Between Investors and Investment Firms Read More
Feb 09, 2024 | Submission Proposed Guidance on Life Insurance Agent & MGA Licensing Suitability Read More
Jan 03, 2024 | Submission Proposed Guideline on Complaint-Handling Procedures for Trust and Loan Companies and Insurance Companies Read More
Dec 18, 2023 | Submission OSC Notice 11-798 – Statement of Priorities – Request for Comments Regarding Statement of Priorities for Fiscal Year 2024-2025 Read More
Dec 07, 2023 | Submission Proposed Amendments to Reduce the Minimum Consultation Period for Proposed Rules by FSRA and OSC From 90 days to 60 Days Read More
Nov 20, 2023 | Submission Request for Comment on the Canadian Public Accountability Board’s Proposed Rule Changes Read More