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2018 / Page 2

Submission Date: 2018

Ontario Securities Commission Notice 11-780 – Statement of Priorities

FAIR Canada has commented on the Ontario Securities Commission’s Statement of Priorities for Financial Year to End March 31, 2019

Request for Comment – Enforcement – Alternative Forms of Disciplinary Action Proposed at IIROC

FAIR Canada provided comments in response to IIROC’s consultation to expand its portfolio of Enforcement Options to include a Minor

Proposed MFDA Staff Notice on MFDA Member Intermediary Arrangements

FAIR Canada provided brief comments to the MFDA on the proposed Staff Notice on MFDA Intermediary Arrangements intending to clarify

FAIR Canada Comments on Regulation of Financial Planners

PDF PDF – Appendix A   The Honourable Charles Sousa Minister of Finance 7 Queen’s Park Crescent, 7th Floor Toronto,

British Columbia Securities Commission Notice 2018/01 – Consulting on the Securities Law Framework for Fintech Regulation

FAIR Canada has provided comments to the British Columbia Securities Commission (BCSC) regarding its consultation on fintech regulation. FAIR Canada’s

Republication of Proposed IIROC Dealer Member Plain Language Rule Book – IIROC Notice 18-0014

FAIR Canada has provided its comments to IIROC Notice 18-0014 regarding its Plain Language Rules (PLRs). FAIR Canada recommends that any proposed changes

Continuing Education Rules – Proposed Amendments

FAIR Canada has commented on IIROC’s latest consultation on its continuing education (“CE”) requirements. FAIR Canada believes that initial proficiency requirements should

FAIR Canada, PIAC, CARP and Kenmar Associates Urge Response from JRC to Independent Reviewer’s Recommendations

FAIR Canada, the Public Interest Advocacy Centre, CARP, and Kenmar Associates have issued a letter to the OBSI Joint Regulators

Re: OBSI Independent Evaluator’s Report, 2016

PDF OPEN LETTER February 21, 2018 OBSI Joint Regulators Committee c/o Grant Vingoe Vice-Chair, Ontario Securities Commission Suite 2000, 20

Financial and Consumer Services Commission Consultation Paper November 2017: Improving Detection, Prevention and Response to Senior Financial Abuse in New Brunswick

FAIR Canada and the Canadian Centre for Elder Law provides comments to New Brunswick’s Financial and Consumer Services Commission on

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