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2017 / Page 2

Submission Date: 2017

CSA Consultation Paper 51-404 – Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers  

Download PDF   July 28, 2018   British Columbia Securities Commission Alberta Securities Commission Financial and Consumer Affairs Authority of

What About Investors

Canadian Securities Administrators (“CSA”) Consultation on the Option of Discontinuing Embedded Commissions – Consultation Paper 81-408

FAIR Canada has commented on CSA Consultation Paper – 81-408 regarding the elimination of embedded commissions. At issue is whether

Consumer Protection and Oversight in Relation to Schedule I Banks

Download PDF     June 9, 2017     Standing Committee on Finance Sixth Floor, 131 Queen Street House of

Ontario Securities Commission Notice 11-777 – Statement of Priorities

FAIR Canada is pleased to see that the OSC’s core mandate, investor protection, is emphasized throughout the 2018 Draft Priorities.

What About the Investors? White Paper on the Proposed Cooperative Capital Markets Regulator

Download PDF July 1, 2017 WHAT ABOUT THE INVESTORS?   WHITE PAPER ON THE PROPOSED COOPERATIVE CAPITAL MARKETS REGULATOR  

Reports of Improper Sales Practices at Canada’s Banks

FAIR Canada has written an open letter to the Canadian Securities Administrators (“CSA”), the organization for provincial securities regulators, calling

Financial Services Regulatory Authority of Ontario Act, 2016

Download PDF   March 30, 2017   The Honourable Charles Sousa Minister of Finance 7 Queens Park Crescent, 7th Floor

FAIR Canada Comments on MFDA Misleading Business Titles Prohibited Rule

FAIR Canada provided comments on the proposed amendments to MFDA Rule 1.2.5 (Misleading Business Titles Prohibited). The MFDA’s minimum proficiency

FAIR Canada Comments on CSA Alternative Funds Proposal

FAIR Canada is opposed to regulatory changes which grant retail investors easy access to alternative funds which are traditionally complex,

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