Download PDF July 28, 2018 British Columbia Securities Commission Alberta Securities Commission Financial and Consumer Affairs Authority of
What About Investors
Canadian Securities Administrators (“CSA”) Consultation on the Option of Discontinuing Embedded Commissions – Consultation Paper 81-408
FAIR Canada has commented on CSA Consultation Paper – 81-408 regarding the elimination of embedded commissions. At issue is whether
Consumer Protection and Oversight in Relation to Schedule I Banks
Download PDF June 9, 2017 Standing Committee on Finance Sixth Floor, 131 Queen Street House of
Ontario Securities Commission Notice 11-777 – Statement of Priorities
FAIR Canada is pleased to see that the OSC’s core mandate, investor protection, is emphasized throughout the 2018 Draft Priorities.
What About the Investors? White Paper on the Proposed Cooperative Capital Markets Regulator
Download PDF July 1, 2017 WHAT ABOUT THE INVESTORS? WHITE PAPER ON THE PROPOSED COOPERATIVE CAPITAL MARKETS REGULATOR
Reports of Improper Sales Practices at Canada’s Banks
FAIR Canada has written an open letter to the Canadian Securities Administrators (“CSA”), the organization for provincial securities regulators, calling
Financial Services Regulatory Authority of Ontario Act, 2016
Download PDF March 30, 2017 The Honourable Charles Sousa Minister of Finance 7 Queens Park Crescent, 7th Floor
FAIR Canada Comments on MFDA Misleading Business Titles Prohibited Rule
FAIR Canada provided comments on the proposed amendments to MFDA Rule 1.2.5 (Misleading Business Titles Prohibited). The MFDA’s minimum proficiency
FAIR Canada Comments on CSA Alternative Funds Proposal
FAIR Canada is opposed to regulatory changes which grant retail investors easy access to alternative funds which are traditionally complex,