Download PDF May 18, 2012 Robert Day Manager, Business Planning Ontario Securities Commission 20 Queen Street West Suite 1900,
IIROC Dealer Member Margin Rules
Download PDF May 3, 2012 Richard J. Corner Vice President, Member Regulation Policy Investment Industry Regulatory Organization of Canada
Incorporation of Individual Representatives Project
Download PDF April 30, 2012 Marsha Manolescu Director, Capital Markets Policy Alberta Finance and Enterprise 522 Terrace Building 9515
AMF Compensation Consultation
Download PDF March 9, 2012 Anne-Marie Beaudoin Corporate Secretary Autorité des marchés financiers 800, square Victoria, 22e étage C.P.
CSA Review of Minimum Amount and Accredited Investor Exemptions
Download PDF February 29, 2012 British Columbia Securities Commission Alberta Securities Commission Saskatchewan Financial Services Commission Manitoba Securities Commission
Requirement to Disclose Membership in IIROC as Dealer Member
Download PDF February 2, 2012 Angie F. Foggia Policy Counsel, Member Regulation Policy Investment Industry Regulatory Organization of Canada
MFDA By-law No.1 Amendments
Download PDF February 2, 2012 Paige Ward Director, Policy & Regulatory Affairs Mutual Fund Dealers Association of Canada 121
CSA Second Request for Comment on the Modernization of Scholarship Plan Regulation Phase 1: A New Prospectus Form for Scholarship Plans
Download PDF January 24, 2012 John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West, Suite 1903, Box 55