Download PDF December 20, 2011 John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West, Suite 1903, Box 55
FAIR Canada Urges Mandatory Participation in OBSI by the Banking Industry
Download PDF OPEN LETTER November 15, 2011 The Hon. James Flaherty Minister of Finance Department of Finance Canada
CSA – Stage 2 of Point of Sale Initiative
Download PDF November 10, 2011 John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West, Suite 1903, Box 55
Maple Proposal
Download PDF November 7, 2011 John Stevenson Secretary of the Commission Ontario Securities Commission 20 Queen Street West Toronto,
Ongoing Governance and Disclosure Requirements for Venture Issuers
Download PDF October 27, 2011 British Columbia Securities Commission Alberta Securities Commission Saskatchewan Financial Services Commission Manitoba Securities Commission Ontario
Dark Liquidity
Download PDF October 26th, 2011 James E. Twiss Vice President, Market Regulation Policy Investment Industry Regulatory Organization of Canada
Regulators Need to Act on Leveraged Investing
Download PDF October 26, 2011 Mr. Bill Rice Chair and CEO, Alberta Securities Commission & Chair, Canadian Securities Administrators
Proposed Amendments to Part IV of the TSX Company Manual
Download PDF October 11, 2011 Michal Pomotov Legal Counsel Toronto Stock Exchange The Exchange Tower 130 King Street West
MFDA Leverage Suitability
Download PDF October 6, 2011 Jason D. Bennett Corporate Secretary Mutual Fund Dealers Association of Canada 121 King Street
FAIR Canada letter re Price Differences between Canadian and U.S. Mutual Funds
Download PDF September 23, 2011 The Hon. James Flaherty Department of Finance Canada 140 O’Connor Street Ottawa, Ontario K1A