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Contracts for Difference: Gambling for Retail Investors
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CSA Proposed Amendments to the Sale of Mutual Funds to Retail Investors
Download PDF October 17, 2009 John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West Suite 1900, Box 55 Toronto,
MFDA Task Force on Governance Issues Report
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CSA, IIROC and MFDA Proposals Re. the Client Relationship Model
Download PDF July 23, 2009 Mark Stechishin Policy Counsel Investment Industry Regulatory Organization of Canada (IIROC) Suite 1600, 121 King
MFDA Proposed Amendments to Relationship Disclosure and Performance Reporting
Download PDF July 23, 2009 Corporate Secretary Mutual Fund Dealers Association of Canada 121 King St. West, Suite 1000
IIROC Proposed Over-the-Counter Securities Fair Pricing Rule and Confirmation Disclosure Requirements
Download PDF July 16, 2009 Jamie Bulnes Director, Member Regulation Policy Investment Industry Regulatory Organization of Canada (IIROC) Suite 1600,
The Strange Case of Leveraged and Inverse ETFs, Part 2: A Few Steps Forward; Much Remains to be Done
Download PDF The Strange Case of Leveraged and Inverse ETFs, Part 2: A Few Steps Forward; Much Remains to be