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Open Letters / Page 2

Submission Category: Open Letters

Reviews of Retail Sales Practices at Canada’s Banks

  PDF December 8, 2017 SENT VIA E-MAIL Jeremy Rudin Superintendent of Financial Institutions Office of the Superintendent of Financial

Letter to OBSI Joint Regulators Committee re Use of “Internal Ombudsman” by Registered Firms When Responding to Investment Complaints

FAIR Canada and the Public Interest Advocacy Centre (PIAC) have written a joint letter to the Ombudsman for Banking Services

Reports of Improper Sales Practices at Canada’s Banks

FAIR Canada has written an open letter to the Canadian Securities Administrators (“CSA”), the organization for provincial securities regulators, calling

Letter to CSA re Misleading Use of Business Titles and Financial Designations

Download PDF April 26, 2013   Canadian Securities Administrators c/o Mr. Bill Rice Chair, Canadian Securities Administrators Suite 600, 250-5th

Checking Registration Essential but Consumers Need a Simplified Comprehensive National Database

Download PDF OPEN LETTER March 26, 2013 Canadian Securities Administrators c/o Mr. Bill Rice Chair, Canadian Securities Administrators Suite 600,

FAIR Canada Urges Mandatory Participation in OBSI by the Banking Industry

Download PDF OPEN LETTER   November 15, 2011   The Hon. James Flaherty Minister of Finance Department of Finance Canada

Regulators Need to Act on Leveraged Investing

Download PDF   October 26, 2011 Mr. Bill Rice Chair and CEO, Alberta Securities Commission & Chair, Canadian Securities Administrators

FAIR Canada letter re Price Differences between Canadian and U.S. Mutual Funds

Download PDF September 23, 2011   The Hon. James Flaherty Department of Finance Canada 140 O’Connor Street Ottawa, Ontario K1A

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