FAIR Canada and the Canadian Centre for Elder Law provides comments to New Brunswick’s Financial and Consumer Services Commission on
Canadian Securities Administrators (“CSA”) Notice and Request for Comment on Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy
Download PDF July 26, 2017 Alberta Securities Commission Financial and Consumer Affairs Authority of Saskatchewan Manitoba Securities Commission
FAIR Canada Comments on OSC Draft Whistleblower Policy
The Ontario Securities Commission took the next step towards implementing a whistleblower program in Ontario as it published for comment
FAIR Canada’s Comments on the OSC’s Proposed Whistleblower Program
FAIR Canada has submitted comments and recommendations on the OSC’s proposed whistleblower program that is set out in OSC Staff Consultation
A Canadian Strategy to Combat Investment Fraud
Download PDF August 2014 Executive Summary The purpose of this report is to identify and analyze the types of investment
Consolidation of IIROC Enforcement Procedural Examination and Approval Rules
Download PDF June 21, 2012 Robert Keller Policy Counsel, Member Regulation Policy Investment Industry Regulatory Organization of Canada Suite
OSC Proposed Enforcement Initiatives
Download PDF December 20, 2011 John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West, Suite 1903, Box 55
REPORT – A Decade of Financial Scandals
Download PDF A Report on A Decade of Financial Scandals FAIR Canada Calls for a National Action Plan to
Limitation on IIROC Enforcement Proceedings
Download PDF January 25, 2011 Brendan Hart Policy Counsel, Member Regulation Policy Investment Industry Regulatory Organization of Canada Suite