FAIR Canada comments on IIROC’s re-published proposals for membership disclosure
FAIR Canada recently commented on IIROC’s re-publication of its proposals for Dealer Members’ disclosure of the fact that they are regulated by IIROC.
Proposed Amendments to MFDA Rule 5.3.2 (Content of Account Statement)
FAIR Canada offered comments to the MFDA regarding the proposed changes to MFDA Rule 5.3.2 (Content of Account Statement) to
IIROC re Requirement to Disclose Membership in IIROC as a Dealer Member
FAIR Canada supports efforts to promote and raise awareness of IIROC, its regulatory function, and the fact of dealer members’
Requirement to Disclose Membership in IIROC as Dealer Member
Download PDF February 2, 2012 Angie F. Foggia Policy Counsel, Member Regulation Policy Investment Industry Regulatory Organization of Canada