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Advisors, Dealers & Financial Planners / Advisor Proficiency, Titles & Designations / Page 2

Submission Category: Advisor Proficiency, Titles & Designations

Re: FSRA Proposed Rule – Financial Professionals Title Protection Request for Comments

PDF To Whom It May Concern, Re: FSRA Proposed Rule – Financial Professionals Title Protection Request for Comments   FAIR

Financial Consumer Affairs Authority of Saskatchewan Financial Planners Consultation

PDF   September 9, 2019   Financial and Consumer Affairs Authority of Saskatchewan 601, 1919 Saskatchewan Drive Regina, SK S4P

MFDA – Proposed Continuing Education Requirements

FAIR Canada has offered comments in response to the MFDA’s consultation on proposed MFDA Rules regarding Continuous Education (“CE”). FAIR Canada believes

Continuing Education Rules – Proposed Amendments

FAIR Canada has commented on IIROC’s latest consultation on its continuing education (“CE”) requirements. FAIR Canada believes that initial proficiency requirements should

FAIR Canada Comments on MFDA Misleading Business Titles Prohibited Rule

FAIR Canada provided comments on the proposed amendments to MFDA Rule 1.2.5 (Misleading Business Titles Prohibited). The MFDA’s minimum proficiency

MFDA Consultation on the use of the Title “Financial Planner”

FAIR Canada believes that establishing minimum proficiency requirements for MFDA Approved Persons to use the title “financial planner” is a

Development of MFDA Continuing Education Requirements

FAIR Canada provided comments to the MFDA regarding the MFDA’s discussion paper on the development of continuing education requirements.  While

Request for Comment on Proposed Amendments to MFDA Rule 1.2 (Individual Qualifications) regarding Outside Business Activities including Financial Planning

FAIR Canada provided comments on the MFDA’s proposed amendments to MFDA Rule 1.2 (Individual Qualifications) regarding proficiency and outside business

IIROC Proficiency Assurance Consultation

Download PDF November 17, 2014 RE:     Proficiency Assurance: The Next Phase – Consultation Relating to Expiry of CSI Contract FAIR

Letter to CSA re Misleading Use of Business Titles and Financial Designations

Download PDF April 26, 2013   Canadian Securities Administrators c/o Mr. Bill Rice Chair, Canadian Securities Administrators Suite 600, 250-5th

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