CIRO’s proposal to harmonize Continuing Education requirements for investment and mutual fund dealers.
Retail Investor Priorities: Survey and Focus Group Report
CIRO: Harmonizing rules for investment dealers and mutual fund dealers
The Government of Canada’s National Anti-Fraud Strategy
FAIR Canada’s Input on the OBSI External Review
Term Limits of Independent Directors and Chair
2026 FAIR Canada Roadmap
Re: Allowing Exempt Market Dealers to Join Prospectus Offering Selling Groups
Re: Canadian Securities Administrators (CSA) Notice and Request for Comment – Liquidity Risk Management
CIRO Data Breach: What Investors Need to Know
