June 29 2021 Mark Stechishin Associate General Counsel Investment Industry Regulatory Organization of Canada (IIROC) Suite 2000, 121 King Street
FAIR Canada Comment: Financial Services Regulatory Authority Title Protections
FAIR Canada Comment: Financial Services Regulatory Authority Title Protections June 21, 2021 Financial Services Regulatory Authority (FSRA) Re: Financial professionals
Proposed Amendments to National Instrument 33-109 and Related Instruments – Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines
Me Philippe Lebel Corporate Secretary and Executive Director, Legal Affairs Autorité des marchés financiers Place de la Cité, tour Cominar
MFDA Client Focused Reforms Rule amendments – FAIR Canada Comments
January 18, 2021 Re: MDA Bulletin 0843-P Client Focused Reforms FAIR Canada is pleased to provide comments on the proposed
IIROC Client Focused Reforms Rule amendments – FAIR Canada Comments
January 18, 2021 Member Regulation Policy Re: IIROC Notice 20-0238 Client Focused Reforms FAIR Canada is pleased to provide comments
Proposed Prospectus Exemption for Self-Certified Investors
Re: CSA Multilateral Notice and Request for Comment 45-327 – Proposed Prospectus Exemption for Self-Certified Investors FAIR Canada is pleased