TORONTO, Dec. 19, 2019 (GLOBE NEWSWIRE) — FAIR Canada welcomes the announcement today from the Canadian Securities Administrators (CSA) that
FAIR Canada Follow Up Letter re: IIROC Proposals for Minor Contraventions Program and Early Resolutions Offers Policy
November 7, 2019 Charles Corlett Director, Enforcement Litigation Investment Industry Regulatory Organization of Canada Suite 2000, 121 King Street
IIROC Dealers Using Client Agreements that violate IIROC Rules and Securities Act requirements ~ IIROC Notice 19-0177
PDF October 18, 2019 Irene Winel Senior Vice-President, Member Regulation and Strategy Investment Industry Regulatory Organization of Canada iwinel@iiroc.ca Marsha
A National Securities Portal Database is a Practical Alternative to a National Regulator
Op-Ed sent to Globe and Mail Friday September 13, 2019 A National Securities Portal and Database is a Practical Alternative
OSC Regulatory Burden Reduction Comments
Friday September 13, 2019 Maureen Jensen Chair and CEO Ontario Securities Commission 20 Queen Street West 22nd Floor, Box 55
Financial Consumer Affairs Authority of Saskatchewan Financial Planners Consultation
PDF September 9, 2019 Financial and Consumer Affairs Authority of Saskatchewan 601, 1919 Saskatchewan Drive Regina, SK S4P
Letter to CSA RE: IIROC Notice 19-0076 Proposed Amendments to Rules of Investment Industry Regulatory Organization of Canada (IIROC) ~ Minor Contravention Program and Early Resolution Offers
PDF August 7, 2019 Mr. Louis Morisset Chair, Canadian Securities Administrators President and Chief Executive Officer, Autorité des
Mutual Fund Dealers Association of Canada Proposed Amendments to MFDA Rule 2.3.1(b) (Discretionary Trading)
PDF August 2, 2019 Paige Ward General Counsel, Corporate Secretary and Vice-President, Policy Mutual Fund Dealers Association of Canada 121
IIROC Notice 19-0076 Minor Contravention Program and Early Resolution Offers
FAIR Canada is pleased to offer comments on IIROC Notice 19-0076 Minor Contravention Program and Early Resolution Offers. PDF July
Statement on SNC Part II: Clarification of FAIR Canada Position
PDF Thursday June 27, 2019 Statement on SNC Part II: Clarification of FAIR Canada Position Background FAIR Canada issued