FAIR Canada is pleased to offer comments on the Proposed Amendments to 81-105 Mutual Fund Sales Practices and related consequential
CSA Notice and Request for Comment – Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)
FAIR Canada commends the CSA for pursuing reforms to the client-registrant relationship with the goal to better align the interests
CSA Notice and Request for Comment on Reforms to Enhance the Client-Registrant Relationship
FAIR Canada has written a letter to the CSA regarding the proposed Client Focused Reforms seeking clarification so that we
FAIR Canada Comments on Draft Prospectus and Related Registration Exemptions for the Cooperative Capital Markets Regulatory System
PDF August 7, 2018 Ministers Responsible for Securities Regulation in the Provinces and Territory Participating in the Cooperative Capital Markets
Request for Comment on Proposed MFDA Sanction Guidelines
FAIR Canada has provided comments in response to the MFDA’s consultation on proposed MFDA Sanction Guidelines. FAIR Canada believes the
MFDA Discussion Paper on Expanding Cost Reporting
FAIR Canada welcomes the MFDA’s Discussion Paper’s attempt to improve cost reporting requirements and the level of client understanding of
MFDA – Proposed Continuing Education Requirements
FAIR Canada has offered comments in response to the MFDA’s consultation on proposed MFDA Rules regarding Continuous Education (“CE”). FAIR Canada believes
CSA Staff Notice 61-303 and Request for Comment – Soliciting Dealer Arrangements
FAIR Canada has submitted comments regarding Canadian Securities Administrators (CSA) Staff Notice 61-303 and Request for Comment – Soliciting Dealer
CSA Notice and Request for Comment on Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions
FAIR Canada welcomes the Proposed Amendments as a step in the right direction. The removal of prospectus and registration exemptions
OBSI Terms of Reference Renewal Project: Public Consultation
FAIR Canada provides comments on the updated OBSI Terms of Reference which have been revised with the goal of making them easier