FAIR Canada calls on IIROC to work with other securities regulators expeditiously to prohibit discount brokerages (also known as order
FAIR Canada Comments on Proposed Rule and Guidance on Best Execution
FAIR Canada believes that a dealer member’s duty to obtain best execution of client orders is a central tenet of
FAIR Canada Comments on the Review of the Federal Financial Sector Legislative and Regulatory Framework
FAIR Canada has reviewed and provided the Federal Ministry of Finance with comments on the consultation document “Supporting a Strong
FAIR Canada Comments on CSA Notice – Proposed Amendments to National Instrument 31-103
FAIR Canada provided comments on the proposed changes to s. 14.17 of National Instrument 31-103 and the requirement to disclose non-cash
FAIR Canada Comments on Proposed Best Interest Standard and Proposed Targeted Reforms
FAIR Canada strongly believes that Canada urgently needs to implement reforms so that dealers and their individual registrants (“financial advisors”)
FAIR Canada opposes eliminating prospectus or reports for CFDs, Foreign Exchange Contracts and Binary Options
In response to a request for comment from the Alberta Securities Commission (ASC), FAIR Canada has stated that over-the-counter trading in
FAIR Canada Comments on Capital Markets Stability Act
FAIR Canada is particularly pleased to see that protection of investors has been added to the purposes section of the
FAIR Canada Comments on National Instrument 23-101 Trading Rules
Costs and Access to Market Data FAIR Canada would like the CSA to take specific steps to address the issue
FAIR Canada Comments on the Preliminary Policy Recommendations of the Expert Committee
FAIR Canada Generally Supportive of Expert Committee’s Preliminary Report on Regulating Financial Planning FAIR Canada generally supports the eight high-level
FAIR Canada’s Comments on FSCO’s Draft 2016 Statement of Priorities
FAIR Canada calls on FSCO to engage with consumers as it drafts the 2016 Statement of Priorities FAIR Canada provided