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2015 / Page 2

Submission Date: 2015

Proposed Amendments to MFDA Rule 5.3.2 (Content of Account Statement)

FAIR Canada offered comments to the MFDA regarding the proposed changes to MFDA Rule 5.3.2 (Content of Account Statement) to

CSA Notice and Request for Comment – Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and Its Delivery

FAIR Canada provided  comments to the CSA  regarding the proposal for Mandating a Summary Disclosure Document for Exchange-Traded Funds and

Request for Comment on Proposed Amendments to MFDA Rule 1.2 (Individual Qualifications) regarding Outside Business Activities including Financial Planning

FAIR Canada provided comments on the MFDA’s proposed amendments to MFDA Rule 1.2 (Individual Qualifications) regarding proficiency and outside business

IIROC Notice 15-0145 – Request for Comments on Strategic Priorities

FAIR Canada provided comments in response to IIROC’s request for input on three questions relating to their strategic planning process. FAIR Canada noted that IIROC’s strategic

FAIR Canada Comments on Review of Mandate of FSCO

The Ontario Ministry of Finance (the “Ministry”) assembled an Expert Advisory Panel (the “Panel”) to review the mandates of the

Request for Comment on Proposed Amendments to the Offering Memorandum Exemption

FAIR Canada recently provided comments to the Nova Scotia Securities Commission (“NSSC”) about proposed amendments to National Instrument 45-106 Prospectus Exemptions

FAIR Canada’s Comments on Proposed Take-Over Bid Rules

FAIR Canada provided comments to the Canadian Securities Administrators (the “CSA”) regarding proposed amendments to Multilateral Instrument 62-104 Take-Over Bids

FAIR Canada’s Comments on the Proposed Investment Dealer Exemption

FAIR Canada provided comments to the securities commissions in British Columbia, New Brunswick and Saskatchewan (the “Participating Jurisdictions”) on the

FAIR Canada’s comments on the OSC’s Notice 11-771 – Statement of Priorities for 2016

FAIR Canada provided comments on the Ontario Securities Commission’s (OSC) draft statement of priorities for 2015-2016 (the Draft Priorities). While

FAIR Canada’s Comments on the OSC’s Proposed Whistleblower Program

FAIR Canada has submitted comments and recommendations on the OSC’s proposed whistleblower program that is set out in OSC Staff Consultation

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