FAIR Canada offered comments to the MFDA regarding the proposed changes to MFDA Rule 5.3.2 (Content of Account Statement) to
CSA Notice and Request for Comment – Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and Its Delivery
FAIR Canada provided comments to the CSA regarding the proposal for Mandating a Summary Disclosure Document for Exchange-Traded Funds and
Request for Comment on Proposed Amendments to MFDA Rule 1.2 (Individual Qualifications) regarding Outside Business Activities including Financial Planning
FAIR Canada provided comments on the MFDA’s proposed amendments to MFDA Rule 1.2 (Individual Qualifications) regarding proficiency and outside business
IIROC Notice 15-0145 – Request for Comments on Strategic Priorities
FAIR Canada provided comments in response to IIROC’s request for input on three questions relating to their strategic planning process. FAIR Canada noted that IIROC’s strategic
FAIR Canada Comments on Review of Mandate of FSCO
The Ontario Ministry of Finance (the “Ministry”) assembled an Expert Advisory Panel (the “Panel”) to review the mandates of the
Request for Comment on Proposed Amendments to the Offering Memorandum Exemption
FAIR Canada recently provided comments to the Nova Scotia Securities Commission (“NSSC”) about proposed amendments to National Instrument 45-106 Prospectus Exemptions
FAIR Canada’s Comments on Proposed Take-Over Bid Rules
FAIR Canada provided comments to the Canadian Securities Administrators (the “CSA”) regarding proposed amendments to Multilateral Instrument 62-104 Take-Over Bids
FAIR Canada’s Comments on the Proposed Investment Dealer Exemption
FAIR Canada provided comments to the securities commissions in British Columbia, New Brunswick and Saskatchewan (the “Participating Jurisdictions”) on the
FAIR Canada’s comments on the OSC’s Notice 11-771 – Statement of Priorities for 2016
FAIR Canada provided comments on the Ontario Securities Commission’s (OSC) draft statement of priorities for 2015-2016 (the Draft Priorities). While
FAIR Canada’s Comments on the OSC’s Proposed Whistleblower Program
FAIR Canada has submitted comments and recommendations on the OSC’s proposed whistleblower program that is set out in OSC Staff Consultation