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Home / 2015

Submission Date: 2015

FAIR Canada Comments on the Cooperative Capital Markets Regulatory System

FAIR Canada recently commented on the revised provincial/territorial Capital Markets Act (“CMA”) and the draft regulations for the Capital Markets

Start-Up Business Exemption Proposed for Alberta and Nunavut

The Alberta Securities Commission and Government of Nunavut jointly proposed Draft Regulation 45-109 respecting a prospectus exemption for start-up businesses

FAIR Canada Comments on Expert Panel’s Recommendations to Restructure FSCO

FAIR Canada fully supports the conclusion of the Expert Panel in its Preliminary Position Paper that a restructured regulator is

FAIR Canada comments on IIROC’s re-published proposals for membership disclosure

FAIR Canada recently commented on IIROC’s re-publication of its proposals for Dealer Members’ disclosure of the fact that they are regulated by IIROC.

MFDA Consultation on the use of the Title “Financial Planner”

FAIR Canada believes that establishing minimum proficiency requirements for MFDA Approved Persons to use the title “financial planner” is a

CSA Staff Notice and Request for Comment 21-315 Next Steps in Regulation and Transparency of the Fixed Income Market

FAIR Canada recently commented on the CSA’s proposal to enhance regulation of the fixed income market. The CSA’s proposal consists of measures

CSA Notice and Request for Comment on Proposed Amendments relating to Reports of Exempt Distribution

FAIR Canada offered comments on proposed amendments to National Instrument 45-106 Prospectus Exemptions that would introduce a harmonized report of

Consultation on the Report on the Application of the Act respecting the distribution of financial products and services (the “Act”)

FAIR Canada provided comments to the Quebec government on its consultation arising from a Report on the Application of an

Consultation regarding Financial Advisory and Financial Planning Policy Alternatives

As more Ontarians (and Canadians) are compelled to be self-reliant in saving for retirement and are forced into the markets

Development of MFDA Continuing Education Requirements

FAIR Canada provided comments to the MFDA regarding the MFDA’s discussion paper on the development of continuing education requirements.  While

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