Download PDF December 8, 2014 RE: The Cooperative Capital Markets Regulatory System – Governance and Legislative Framework FAIR Canada is
IIROC re CRM Phase 2 Republication
Download PDF November 17, 2014 RE: IIROC Republication of Request for Comments re Client Relationship Model – Phase 2, Performance
IIROC Proficiency Assurance Consultation
Download PDF November 17, 2014 RE: Proficiency Assurance: The Next Phase – Consultation Relating to Expiry of CSI Contract FAIR
CSA Retention of Risk for Asset Backed Securities
Download PDF October 31, 2014 RE: Retention of Risk for Asset Backed Securities FAIR Canada urges the Canadian Securities Administrators
MFDA re CRM2 Proposed Amendments
Download PDF September 10, 2014 RE: Request for Comment on Proposed Amendments to MFDA Rules 2.8.3 (Rates of Return), 5.3
CSA Venture Issuer Disclosure
Download PDF August 20, 2014 RE: Venture Issuer Disclosure – CSA Notice and Request for Comment Proposed Amendments to NI
A Canadian Strategy to Combat Investment Fraud
Download PDF August 2014 Executive Summary The purpose of this report is to identify and analyze the types of investment
FCAC Financial Literacy Strategy for Seniors
Download PDF July 15, 2014 Ms. Jane Rooney Financial Literacy Leader Financial Consumer Agency of Canada 427 Laurier Ave.
OSC Proposed Prospectus Exemptions
Download PDF June 18, 2014 The Secretary Ontario Securities Commission 20 Queen Street West 22nd Floor Toronto, Ontario M5H
CSA Offering Memorandum Exemption
Download PDF June 18, 2014 Alberta Securities Commission Autorité des marchés financiers Financial and Consumer Affairs Authority of Saskatchewan Delivered