Download PDF March 19, 2013 Autorité des marchés financiers 800, square Victoria, 22e étage C.P. 246, tour de la Bourse
IIROC Request for Comments re Use of Business Titles and Financial Designations
Download PDF March 9, 2013 Rossana Di Lieto Vice President, Registration, Complaints & Inquiries Investment Industry Regulatory Organization of
OSC Exempt Market Review: OSC Staff Consultation Paper 45-710 Considerations for New Capital Raising Prospectus Exemptions
Download PDF March 8, 2013 John Stevenson Secretary Ontario Securities Commission 20 Queen Street West 19th Floor, Box 55 Toronto,
TSX Consultation Paper on Emerging Market Issuers
Download PDF February 28, 2013 Michal Pomotov Legal Counsel, Toronto Stock Exchange The Exchange Tower 130 King Street West
CSA Consultation Paper 33-403 Statutory Best Interest Standard
Download PDF February 22, 2013 John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West 19th Floor, Box 55 Toronto,
Mutilateral CSA Notice 45-311
Download PDF February 20, 2013 Denise Weeres Senior Legal Counsel, Corporate Finance Alberta Securities Commission Suite 600, 250-5th Street SW
Proposed Revocation of BC Instrument 32-513 (the Northwestern Exemption) and BC Instrument 32-517 (the MIE exemption)
Download PDF January 31, 2013 Mark Wang Manager, Legal Services Capital Markets Regulation British Columbia Securities Commission P.O. Box 10142,
Dispute Resolution Service
Download PDF January 25, 2013 The Secretary Ontario Securities Commission 20 Queen Street West 19th Floor, Box 55
IIROC Outsourcing Arrangements
Download PDF January 18, 2013 Louis Piergeti Vice President, Financial and Operations Compliance Investment Industry Regulatory Organization of Canada 121