Download PDF November 6, 2013 Dean Murrison Director, Securities Division Financial and Consumer Affairs Authority Suite 601 – 1919 Saskatchewan
Point of Sale disclosure in the insurance, banking and securities sectors
Download PDF October 18, 2013 Secretariat of the Joint Forum (BCBS Secretariat) Bank for International Settlements CH-4002 Basel, Switzerland Sent
Proposed Trading Structure for Aequitas Innovations Exchange
Download PDF October 18, 2013 Market Regulation Branch Ontario Securities Commission 20 Queen Street West, 22nd Floor Toronto, ON
CSA Modernization of Investment Fund Product Regulation
Download PDF August 23, 2013 The Secretary Ontario Securities Commission 20 Queen Street West, Suite 1903, Box 55 Toronto,
OBSI’s Proposed Changes to its Terms of Reference
Download PDF August 12, 2013 Ombudsman for Banking Services and Investments c/o Tyler Fleming 401 Bay Street Suite 1505,
OSC Statement of Priorities
Download PDF June 3, 2013 RE: Ontario Securities Commission Notice 11-768 – Statement of Priorities FAIR Canada is pleased
Letter to CSA re Misleading Use of Business Titles and Financial Designations
Download PDF April 26, 2013 Canadian Securities Administrators c/o Mr. Bill Rice Chair, Canadian Securities Administrators Suite 600, 250-5th
BCSC NI 45-106 New Exemption
Download PDF April 12, 2013 RE: National Instrument 45-106 Prospectus and Registration Exemptions, Proposed Prospectus Exemption to Assist Capital Raising
CSA Mutual Fund Fees
Download PDF April 12, 2013 RE: Canadian Securities Administrators (“CSA”) Discussion Paper and Request for Comment 81-407 Mutual Fund Fees
Checking Registration Essential but Consumers Need a Simplified Comprehensive National Database
Download PDF OPEN LETTER March 26, 2013 Canadian Securities Administrators c/o Mr. Bill Rice Chair, Canadian Securities Administrators Suite 600,