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Market Structure & Exchanges / UMIR/Trading Rules

Submission Category: UMIR/Trading Rules

FAIR Canada Comments on Proposed Rule and Guidance on Best Execution

FAIR Canada believes that a dealer member’s duty to obtain best execution of client orders is a central tenet of

FAIR Canada Comments on National Instrument 23-101 Trading Rules

Costs and Access to Market Data FAIR Canada would like the CSA to take specific steps to address the issue

IIROC Proposed Guidance on Certain Manipulative and Deceptive Trading Practices

Download PDF October 15, 2012   Naomi Solomon Senior Policy Counsel, Market Regulation Policy Investment Industry Regulatory Organization of Canada

Transparency of Short Selling and Failed Trades

Download PDF May 30, 2012   British Columbia Securities Commission Alberta Securities Commission Saskatchewan Financial Services Commission Manitoba Securities Commission

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