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Regulatory Structure & Priorities / Page 2

Submission Category: Regulatory Structure & Priorities

A National Securities Portal Database is a Practical Alternative to a National Regulator

Op-Ed sent to Globe and Mail Friday September 13, 2019 A National Securities Portal and Database is a Practical Alternative

OSC Regulatory Burden Reduction Comments

Friday September 13, 2019 Maureen Jensen Chair and CEO Ontario Securities Commission 20 Queen Street West 22nd Floor, Box 55

FAIR Canada Comments on Draft Prospectus and Related Registration Exemptions for the Cooperative Capital Markets Regulatory System

PDF August 7, 2018 Ministers Responsible for Securities Regulation in the Provinces and Territory Participating in the Cooperative Capital Markets

Ontario Securities Commission Notice 11-780 – Statement of Priorities

FAIR Canada has commented on the Ontario Securities Commission’s Statement of Priorities for Financial Year to End March 31, 2019

Financial and Consumer Services Commission Consultation Paper November 2017: Improving Detection, Prevention and Response to Senior Financial Abuse in New Brunswick

FAIR Canada and the Canadian Centre for Elder Law provides comments to New Brunswick’s Financial and Consumer Services Commission on

Review of the Federal Financial Sector Framework – Second Consultation Paper

DOWNLOAD PDF September 29, 2017   Director Financial Institutions Division Financial Sector Policy Branch Department of Finance Canada James Michael

CSA Consultation Paper 51-404 – Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers  

Download PDF   July 28, 2018   British Columbia Securities Commission Alberta Securities Commission Financial and Consumer Affairs Authority of

Consumer Protection and Oversight in Relation to Schedule I Banks

Download PDF     June 9, 2017     Standing Committee on Finance Sixth Floor, 131 Queen Street House of

Ontario Securities Commission Notice 11-777 – Statement of Priorities

FAIR Canada is pleased to see that the OSC’s core mandate, investor protection, is emphasized throughout the 2018 Draft Priorities.

What About the Investors? White Paper on the Proposed Cooperative Capital Markets Regulator

Download PDF July 1, 2017 WHAT ABOUT THE INVESTORS?   WHITE PAPER ON THE PROPOSED COOPERATIVE CAPITAL MARKETS REGULATOR  

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