PDF May 11, 2020 The Honourable Doug Downey Ministry of the Attorney General 720 Bay Street McMurtry-Scott Building 11th Floor
Letter to the OSC Re: Covid-19 Relief for Vulnerable Retail Investors Invested in Group Plan RESPs
PDF April 22, 2020 Mr. Grant Vingoe Acting Chair, Ontario Securities Commission Suite 2000, 20 Queen Street West Toronto
Letter to CSA RE: IIROC Notice 19-0076 Proposed Amendments to Rules of Investment Industry Regulatory Organization of Canada (IIROC) ~ Minor Contravention Program and Early Resolution Offers
PDF August 7, 2019 Mr. Louis Morisset Chair, Canadian Securities Administrators President and Chief Executive Officer, Autorité des
Letter from Mr. Louis Morisett of May 29, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP
A letter from Mr. Louis Morisett of May 29, 2019 in response to FAIR Canada’s letter of May 10, 2019.
FAIR Canada Letter of May 10, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP
FAIR Canada Letter of May 10, 2019 in response to May 8, 2019 Letter of Mr. Louis Morisett RE: Exemptive
Letter from Mr. Louis Morisett of May 8, 2019 RE: Exemptive relief granted by Canadian securities regulators in connection with ASDP
A letter from Mr. Louis Morisett, Chair of the CSA of May 8, 2019 in response to FAIR Canada’s letter
Exemptive relief granted by Canadian securities regulators in connection with automatic stock disposition plans (“ASDP”)
FAIR Canada is writing to express concerns about exemptive relief granted by Canadian securities regulators for automatic stock disposition plans,
Stephen Jarislowsky On SNC Governance and DPA
PDF In the wake of scandals, SNC shareholders should have the right to vote on the sale of the 407
CSA Notice and Request for Comment on Reforms to Enhance the Client-Registrant Relationship
FAIR Canada has written a letter to the CSA regarding the proposed Client Focused Reforms seeking clarification so that we
Re: OBSI Independent Evaluator’s Report, 2016
PDF OPEN LETTER February 21, 2018 OBSI Joint Regulators Committee c/o Grant Vingoe Vice-Chair, Ontario Securities Commission Suite 2000, 20